Overview
Prohibition and Anti-Prohibition
National Prohibition – and the growing political movement against
it – exercised a very strong influence over the politics of the
1920s and early 1930s. This was because the 18th Amendment represented
a dramatic change in the powers and scope of the Federal government.
The first and most important point I want to make is
about the radicalism of prohibition. It outlawed an entire industry,
which was previously completely lawful – and this was extremely
unusual in the US. The only parallels in US history are the slave trade
and slavery itself. The slave traders got 20 years' notice in the Constitution
that their activities would be made unlawful; the slave owners had a
Civil War to warn them. The brewers and distillers, on the other hand,
got twelve months' notice from the ratification of the 18th Amendment–
and no compensation whatsoever. As at 1919, when the Amendment was ratified,
the liquor industry employed hundreds of thousands of people and was
in the top ten industries by capitalisation in the US.
It was also very radical in the constitutional sense
– never before had the US Constitution been amended to enshrine
sumptuary law – that is, law proscribing the personal behaviour
and consumption of citizens --which had previously been the sole province
of state and local law. G.K. Chesterton argued that putting the Eighteenth
Amendment into the U.S. Constitution was akin to the British constitution
saying that “There shall be a King, a House of Lords, and a House
of Commons – and no dogs shall be allowed on Wimbledon Common.”
The Supreme Court held the Eighteenth Amendment constitutional in the
National Prohibition Cases of 1920.
In addition Prohibition, once implemented, involved the
Federal government in historically unusual activities – to monitor
and enforce private habits of individuals, often in their own homes.
Many hitherto perfectly respectable and law-abiding Americans found
themselves – for the first and perhaps the only time in their
lives – on the wrong end of the criminal justice system. In 1929,
for example, about 75,000 prosecutions for offences against the Volstead
Act (the Federal enforcement statute for Prohibition) were undertaken.
The U.S. Supreme Court, in a series of cases linked in the document
list below, allowed significant diminutions in civil liberties as a
result of litigation arising from aggressive enforcement of the Eighteenth
Amendment during the first half of the 1920s. All this made many Americans
wonder about the benefits of Federal intervention in their everyday
lives – a topic I want to come back to later in my paper.
My point about the radicalism of prohibition leads me
to those who opposed it during the 1920s and into the 1930s. The Association
Against the Prohibition Amendment (AAPA) took a leading role in the
movement to repeal the Eighteenth Amendment. The AAPA incorporated in
1920, and by 1922 it claimed to have 100,000 members. This organization
has received critical and sometimes hostile treatment from historians.
This began with a book, The Amazing Story of Repeal, by Fletcher Dobyns
(himself a rabid prohibitionist) in 1940, in which he argued that the
AAPA was a collection of self-interested millionaires who opposed prohibition
because they thought that income taxes would be lower without it. Much
more recently, David M. Kennedy in his Pulitzer prize winning Freedom
From Fear takes a similar view (p.62).
My perspective on the AAPA and its concerns comes from
my work on conservative Democrats during the prohibition era (See
After Wilson: The Struggle for the Democratic Party, 1920-1934).
I never liked the taxation argument against the anti-prohibitionists
for two main reasons. Firstly, federal income tax rates were at their
lowest during the 1920s, following Secretary of the Treasury Andrew
Mellon’s retrenchment of federal expenditures and tax cuts. Very
few Americans were subject to federal income tax at all during this
time. The AAPA’s publicity material mentioned taxes only tangentially
during the 1920s. It was only during the depression that it began to
emphasise the revenue potential of repeal. But in this they were not
alone – FDR and the Democrats pushed this argument hard before
the 1932 elections as part of their demand for a balanced federal budget.
Secondly, repeal of prohibition only fourteen years after
its ratification represented a gigantic shift in public opinion –
and required two-thirds majorities in both Houses of Congress and majorities
in three-quarters of the states. Given the low incidence of federal
taxation, even in the early 1930s, it is difficult to imagine that enough
ordinary Americans could have been convinced solely by millionaires
worried about their present and future taxes.
There is no doubt that extraordinarily wealthy men –
Pierre du Pont, Irenée du Pont and John Raskob – were prominent
in the AAPA. The Du Pont brothers and Raskob funded the AAPA after 1926
so generously that it could lobby increasingly effectively to achieve
the unprecedented: to undo a Constitutional Amendment. But these men,
when they first became interested in prohibition repeal, were not particularly
concerned with income taxes. They were much more worried about the radicalism
inherent in prohibition – and in particular by the unprecedented
federal activism that it embodied. Much more prominent in AAPA publicity
were the deleterious effect of prohibition on American life (on families
and on communities through increased crime and violence) and the fear
of rampant federal interference in citizens’ lives.
These points can be seen by comparing two pieces of anti-prohibition
advertising. The first, "Their Security Demands You Vote Repeal,"
was put out by the Women's Organization for National Prohibition Reform
in 1932. Its theme, that repeal protected families from the ravages
of bootleggers, was very similar in tone (if not objective) to the common
theme of the 'dries' since the 1840s. The second piece, "Snoopers,"
reflected the anti-statism and concern for personal liberties that marked
AAPA advertising against prohibition. These two themes, and not concern
for taxation revenue, were the hallmarks of the antiprohibition movement.
Both images come from David E. Kyvig's works: the WONPR image comes
from Repealing National Prohibition (frontispiece) and "Snoopers"
comes from Law, Alcohol and Order (frontispiece):


Anti-prohibitionists also expressed concern that prohibition
was in fact glamourising alcohol and drinking. David Kyvig (Repealing
National Prohibition, p.28) reports a survey of 115 movies released
in 1930, of which 66% depicted drinking, and in which 43% of heroes
and 23% of heroines drank. Imagine today if such a high proportion of
Hollywood films depicted cocaine use so prominently!
Amongst the leadership of the AAPA there were also very
real, but more private, concerns about the deeper implications of Prohibition.
Here the strong DuPont influence came to the fore. The DuPont Company
had made literally billions of dollars selling gunpowder – another
unpopular product. Would munitions be the next industry to be prohibited
without compensation? Was there no limit to the scope of potential Constitutional
amendment? Could reformers do whatever they liked with the fundamental
blueprint of American federal government? The whole idea of the constitution
as originally conceived was to confer limited powers on the central
government – but now Washington was going to tell Americans what
to drink. What had happened to the local traditions of American statecraft?
If individual communities (even States) wanted to ban alcohol, that
was their business – but imposing such views on the nation as
a whole was a very different matter.
It is worthwhile to go into some detail about these anti-prohibition
arguments, because they were very similar to the conservatives' complaints
against the New Deal after 1934. But before I get to that I want to
make a couple of points about the “success” of Prohibition,
because that, too, has bearing on the arguments raised about the perils
of federal government intervention that were raised as much against
the New Deal as they had been against Prohibition. It is now a commonplace
that prohibition was an utter failure. But perhaps we have been a bit
harsh. This is a graph generated from data in W.J. Rorabaugh's The
Alcoholic Republic showing alcohol consumption in the US between
1710 and 1975:

Rorabaugh's figures are derived from official sources – so they
are blank for the prohibition years. The 1910 and1935 figures show that
official per capita alcohol consumption dropped from 2.5 gallons to
1.5 gallons – and that it took forty years (or almost two generations)
to return to pre-prohibition levels. This strongly suggests that bootlegging
during the prohibition years, while significant enough to keep many
Americans drinking, were not sufficient to keep national alcohol consumption
up to pre-prohibition levels. It is clear that many Americans did obey
prohibition – polling in 1930 suggests that about 33-40% of Americans
claimed to have drastically reduced their alcohol consumption from their
pre-prohibition levels.
As a final thought on prohibition, it is worthwhile to
consider what might have happened had the Volstead Act not defined an
alcoholic beverage as one containing more than 0.5% alcohol. This was
a draconian definition. Had the Act been drafted or amended to include
3.5% alcohol, "near beer" would have been legal, and the political
groundswell for outright repeal may well have been diverted into a crusade
for low-alcohol beverages. As it was, however, the campaign for, and
triumph of, repeal provided a rehearsal for the even more significant
ideological and political fight against the New Deal.
The Conservative response to the New Deal
Like the anti-prohibitionists, the conservative opponents of the New
Deal have generally received very critical treatment from historians.
They are usually referred to as selfish reactionaries who failed to
see that the Depression had changed everything and who had their own
reasons, chiefly concerned with minimizing their taxes and protecting
their privileges, for hating FDR. The favourite adjective seems to be
“shrill” (see, for example, David M. Kennedy, Freedom from
Fear, pp. 62, 214), and the consensus is that the conservatives not
only failed to stem the liberal tide of the New Deal, but also permanently
discredited themselves in the process FDR himself set the tone for later
historiography when he likened conservative critics of the New Deal
to an old gentleman who lost his silk hat over a pier. A passer by dived
into the sea, rescued the hat and presented it to its owner –
who instead of thanking him berated the rescuer for allowing the hat
to get wet.
I am more sympathetic to the concerns and motivations
of FDR’s conservative critics. My interest in the conservative
reaction to the New Deal, and in the American Liberty League in particular,
arose from the very strong continuities that existed between the anti-prohibitionists
of the AAPA, the Democratic Party during the 1920s, and the Liberty
League of the 1930s. These continuities were not only personal (in the
forms of John J. Raskob, Pierre du Pont, Al Smith and many others) but,
more importantly, ideological – in that the AAPA’s arguments
against prohibition were repeated almost verbatim in the 1930s against
the New Deal. The New Deal represented an unprecedented extension of
peacetime authority and influence by the Federal Government; it represented
an unAmerican bureaucratization of American society; individual choice
and agency were being eroded through paternalistic, high taxing and
intrusive government, and the Federal Government had improperly extended
its activities well beyond those envisaged and prescribed by the Constitution
and 150 years of practice.
Before you write the American Liberty League off simply
as Neanderthal ingrates, consider the following:
Many of the core leadership group of the Liberty League
cut their political teeth not only in the AAPA (in which they were
rewarded with resounding political success), but also within the Democratic
party between 1928 and 1932 (Al Smith was Presidential nominee in
1928, John Raskob was his Chairman of the Democratic National Committee,
and Jouett Shouse was the tactical organiser of both groups). Far
from being resentful and distant plutocrats, the Liberty League leaders
had wide and successful political experience behind them, and in the
process had been important players in the political culture of the
1920s and early 1930s;
Despite some private misgivings about FDR, and despite
their prominence in the “Stop Roosevelt” movement before
the 1932 Democratic convention, those conservative Democrats who later
constituted the Liberty League gave their strong support to the President
and to the early New Deal. In May 1933, for example, John Raskob told
a friend that “Never in my whole life have I been so mistaken
about a man and his ability as I was about Franklin Roosevelt.”
The same applied to Al Smith and Pierre du Pont;
The parting of the ways, half way through 1934, came
about not through personal resentment or self-interest, but through
a growing realisation that the New Deal was going to make a permanent
change in the ways that the Federal government operated within American
society. The ex-AAPA leaders were prepared to go along with the Hundred
Days of 1933 in the spirit of responding to a national emergency,
but they were not prepared to let the New Deal do, on an even bigger
scale, that which they had fought so hard against regarding Prohibition;
If the Liberty League can be accused of self-interest,
it seems to me that the wellspring of that self-interest was the perception
of many of them that their own life stories were American dreams that
were now threatened by the New Deal. Many of the prominent Liberty
Leaguers like Al Smith and John Raskob were self-made men, who considered
their success to have been emblematic of the openness and fairness
of American institutions, business and government. With the heavy
hand of federal regulation, taxation, and centralism, they feared
that the fluidity of American cultural and business life would be
replaced by regimentation and bureaucratisation – which would
prevent future generations of self-made men such as themselves from
prospering.
Between 1934 and 1938 the Liberty League performed
an important role in US federal politics as the only effective conservative
force operating in Washington. The Republican Party was demoralised
and routed after the defeat in 1932, their abject failure in the 1934
Congressional elections and FDR's landslide victory in 1936. The Congressional
Conservative Coalition of Southern Democrats and conservative Republicans
had yet to coalesce. The Liberty League therefore performed an important
corrective role in a political context that had seen the temporary
suspension of a normal two-party alignment. In August 1934 the American
Liberty League employed 50 staff; the Republican National Committee
employed 17.
Looking at the American Liberty League also provides
some very fruitful perspectives with which to view the New Deal:
It reminds us of the very cautious, conservative nature
of FDR’s platform in 1932 – and that the New Deal did
NOT spring from Democratic party policy as at July 1932. The Democratic
platform was indeed written by many of the same conservative Democrats
who would later split from FDR and the New Deal. Its most dramatic
feature at the time was not to outline a far-reaching set of remedies
for the Depression, but rather to call for the immediate repeal of
prohibition. Its economic planks were very moderate, and many of the
Liberty Leaguers felt betrayed by FDR’s increasing divergence
from the 1932 platform. The 1932 Democratic and Republican platforms
are linked to the Document List at the end of this piece;
It reminds us of the rather chaotic nature of FDR’s
socio-political thought and deeds and that of the New Deal itself:
many of the conservatives’ complaints against the New Deal revolved
around its experimental (some said chaotic) nature – that there
was no coherent thought or policy behind it, but rather a series of
expedient and opportunistic responses to the Depression. In this they
were correct – and many have argued that this indeed was the
genius of FDR and the New Deal. The Liberty League and other conservatives
also made the point, which has been echoed by many historians ever
since, that in many ways the New Deal did not work. For the conservatives
the New Deal looked like the worst of both worlds – not only
did it not work, but it was destroying “traditional” American
values and institutions in the process.
The conservatives’ revolt against the New Deal
also reminds us of some of the big questions raised by the coming
of the welfare state – questions which have never fully gone
away. Once the Federal government took direct responsibility for citizens’
welfare, the Liberty League predicted, it would create a welfare state
and what we now call “welfare dependency.” That would
erode individual initiative and responsibility, and would open the
prospect of politicians simply buying votes through extra welfare
payments. Newton D. Baker, who as Secretary of War during World War
I had seen all he wanted to of big government, put it this way at
the end of 1934: "The great danger of relief is that we are coming
more and more to regard the State as a legitimate and responsible
carrier of all individual, group and class burdens." These concerns
long outlived Baker, the 1930s and the New Deal: in the 1990s President
Clinton, a proud Democrat, happily signed a welfare reform bill that
set rigid time limits on the receipt of welfare payments from the
federal government.
And finally it reminds us of how radical the New Deal
was. Examination of the conservative reaction against the New Deal
makes me more cautious than other historians such as David Kennedy
about the argument that Herbert Hoover anticipated much of the New
Deal during his presidency. I do wonder at the idea that Hoover was
capable, in Kennedy's words, of “the most dramatic, far-reaching
economic heterodoxy,” (Freedom from Fear, p.82). There
is now no doubt that Hoover was a much more active, adventurous and
imaginative President than he had been given credit for until the
1970s. But would Hoover have signed the Social Security Bill, or played
games with the price of gold, or signed the National Labor Relations
Bill, or undertaken a massive program of direct federal aid to the
unemployed? Fortunately we know the answers to these questions, for
Hoover lived through the New Deal – and vociferously and consistently
attacked it as a dangerous betrayal of American values, institutions
and traditions.